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401(K) Plans: Regulation and Oversight Issues
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Editors: Jonah G. Belser and Kaiyre Grady
Book Description:
Recent volatility in financial markets highlights the need for prudent investment decisions if 401(k) plans are to provide an adequate source of retirement income. While plan sponsors and participants may receive help in assessing their investment choices, concerns have been raised about the impartiality of the advice provided. This book examines improved regulation of 401(k) sponsors to better protect participants from conflicts of interest; increased educational outreach and broader oversight of 401(k) plans to reduce plan fees; and investigation into investment options and practices that could restrict withdrawals. (Imprint: Nova)

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Table of Contents:
Preface pp. i-viii

401(K) Plans: Improved Regulation Could Better Protect Participants from Conflicts of Interest pp. 1-50

401(K) Plans: Increased Educational Outreach and Broader Oversight May Help Reduce Plan Fees pp. 51-96

401(K) Plans: Certain Investment Options and Practices That May Restrict Withdrawals Not Widely Understood pp. 97-144

Index pp. 145-150

      Financial Institutions and Services
   Binding: Hardcover
   Pub. Date: 2013- January
   Pages: 158, 7x10 - (NBC-G)
   ISBN: 978-1-62257-839-9
   Status: AV
Status Code Description
AN Announcing
FM Formatting
PP Page Proofs
FP Final Production
EP Editorial Production
PR At Prepress
AP At Press
AV Available
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401(K) Plans: Regulation and Oversight Issues