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The Bank Secrecy Act and Anti-Money Laundering Examination Manual $350.00
Editors: Anne Leuter
Book Description:
This book provides an overview of The Bank Secrecy Act (BSA) and the Anti-Money Laundering Manual (AML) which is intended to safeguard the U.S. financial system and the financial institutions that make up that system from the abuses of financial crime, including money laundering, terrorist financing, and other illicit financial transactions. Money laundering and terrorist financing are financial crimes with potentially devastating social and financial effects. The BSA was designed to help identify the source, volume, and movement of currency and other monetary instruments transported or transmitted into or out of the U.S. or deposited in financial institutions.

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Table of Contents:
Preface

Introduction

Core Examination Overview and Procedures for Assessing the BSA/AML Compliance Program

Scoping and Planning — Overview (2006)

Examination Procedures (2006)

BSA/AML Risk Assessment — Overview (2006)

Examination Procedures (2006)

BSA/AML Compliance Program — Overview (2006)

Examination Procedures (2006)

Developing Conclusions and Finalizing the Examination — Overview (2006)

Examination Procedures (2006)

Core Examination Overview and Procedures for Regulatory Requirements and Related Topics

Customer Identification Program — Overview

Examination Procedures

Customer Due Diligence — Overview

Examination Procedures

Suspicious Activity Reporting — Overview (2006)

Examination Procedures

Currency Transaction Reporting — Overview

Examination Procedures

Currency Transaction Reporting Exemptions — Overview

Examination Procedures

Information Sharing — Overview (2006)

Examination Procedures

Purchase and Sale of Monetary Instruments Recordkeeping — Overview

Examination Procedures

Funds Transfers Recordkeeping — Overview

Examination Procedures

Foreign Correspondent Account Recordkeeping and Due Diligence — Overview (2006)

Examination Procedures (2006)

Private Banking Due Diligence Program (Non-U.S. Persons) — Overview (2006)

Examination Procedures (2006)

Special Measures — Overview

Examination Procedures

Foreign Bank and Financial Accounts Reporting — Overview

Examination Procedures

International Transportation of Currency or Monetary Instruments Reporting — Overview

Examination Procedures

Office of Foreign Assets Control — Overview (2006)

FFIEC BSA/AML Examination Manual i 7/28/2006 Table of Contents

Examination Procedures (2006)

Expanded Examination Overview and Procedures for an Enterprise-Wide Compliance Program and Other Structures

Enterprise-Wide BSA/AML Compliance Program — Overview (2006)

Examination Procedures (2006)

Foreign Branches and Offices of U.S. Banks — Overview

Examination Procedures

Parallel Banking — Overview

Examination Procedures

Expanded Examination Overview and Procedures for Products and Services

Correspondent Accounts (Domestic) — Overview

Examination Procedures

Correspondent Accounts (Foreign) — Overview

Examination Procedures

U.S. Dollar Drafts — Overview

Examination Procedures

Payable Through Accounts — Overview

Examination Procedures

Pouch Activities — Overview

Examination Procedures

Electronic Banking — Overview

Examination Procedures

Funds Transfers — Overview

Examination Procedures

Automated Clearing House Transactions — Overview (2006)

Examination Procedures (2006)

Electronic Cash — Overview (2006)

Examination Procedures

Third-Party Payment Processors — Overview

Examination Procedures

Purchase and Sale of Monetary Instruments — Overview

Examination Procedures

Brokered Deposits — Overview

Examination Procedures

Privately Owned Automated Teller Machines — Overview

Examination Procedures

Nondeposit Investment Products — Overview

Examination Procedures

Insurance — Overview (2006)

Examination Procedures

Concentration Accounts — Overview

Examination Procedures

Lending Activities — Overview

Examination Procedures

Trade Finance Activities — Overview (2006)

FFIEC BSA/AML Examination Manual ii 7/28/2006 Table of Contents

Examination Procedures (2006)

Private Banking — Overview (2006)

Examination Procedures

Trust and Asset Management Services — Overview

Examination Procedures

Expanded Examination Overview and Procedures for Persons and Entities

Nonresident Aliens and Foreign Individuals — Overview

Examination Procedures

Politically Exposed Persons — Overview (2006)

Examination Procedures

Embassy and Foreign Consulate Accounts — Overview

Examination Procedures

Non-Bank Financial Institutions — Overview (2006)

Examination Procedures

Professional Service Providers — Overview

Examination Procedures

Non-Governmental Organizations and Charities — Overview

Examination Procedures

Business Entities (Domestic and Foreign) — Overview (2006)

Examination Procedures (2006)

Cash-Intensive Businesses — Overview

Examination Procedures

Appendices

Index

   Series:
      Financial Institutions and Services
   Binding: ebook
   Pub. Date: 2010
   Pages: 7 x 10
   ISBN: 978-1-61728-227-0
   Status: AV
  
Status Code Description
AN Announcing
FM Formatting
PP Page Proofs
FP Final Production
EP Editorial Production
PR At Prepress
AP At Press
AV Available
  
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The Bank Secrecy Act and Anti-Money Laundering Examination Manual